Jerry Diaz

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

Tucson, AZ • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Chase Bank	Tucson	AZ	03/2021	06/2021
Dave And Busters	Tucson	AZ	05/2017	03/2018
University Of Arizona - Mis Department	Tucson	AZ	01/2019	08/2019
Bmo Private Bank	Tucson	AZ	04/2022	03/2024
Tocco Financial Services	Tucson	AZ	06/2021	04/2022
Full-Time Education	Tucson	AZ	06/2016	12/2018
Food City	Tucson	AZ	05/2018	12/2018
Fidelity Investments	Tucson	AZ	03/2024	Present
University Of Arizona - Financial Services Office	Tucson	AZ	08/2019	03/2021
Fidelity Investments	Boston	MA	03/2025	Present

03/2021 → 06/2021

Chase Bank

Tucson, AZ
05/2017 → 03/2018

Dave And Busters

Tucson, AZ
01/2019 → 08/2019

University Of Arizona - Mis Department

Tucson, AZ
04/2022 → 03/2024

Bmo Private Bank

Tucson, AZ
06/2021 → 04/2022

Tocco Financial Services

Tucson, AZ
06/2016 → 12/2018

Full-Time Education

Tucson, AZ
05/2018 → 12/2018

Food City

Tucson, AZ
03/2024 → Present

Fidelity Investments

Tucson, AZ
08/2019 → 03/2021

University Of Arizona - Financial Services Office

Tucson, AZ
03/2025 → Present

Fidelity Investments

Boston, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-20

Other Firms