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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-28 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| High Point University | High Point | NC | 08/2017 | 05/2021 |
| Aquila Commercial | Austin | TX | 05/2019 | 08/2019 |
| Marcus & Millichap | Austin | TX | 05/2020 | 08/2020 |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2021 | 07/2024 |
| Thrivent Advisor Network D/B/A 49 Financial | Austin | TX | 11/2020 | 12/2022 |
| Unemployed | Austin | TX | 05/2018 | 08/2018 |
| Unemployed | Austin | TX | 05/2017 | 08/2017 |
| Student | Austin | TX | 08/2010 | 05/2017 |
| 49 Financial | Austin | TX | 04/2023 | Present |
| Oakwood Capital Securities, Inc | Minneapolis | MN | 07/2024 | Present |
| Financial Independence Group | Austin | TX | 07/2021 | Present |
1. 49 Financial. Investment related. Located at 3711 S MoPac Expy, Ste 105, Austin, TX 78735; Nature: Financial Planning. Position: Investment Advisor Representative. Start date: 11/2020. 160 hours per month, 160 hours during trading. Duties: Providing advice to clients. 2. Financial Independence Group; Fixed Insurance Sales. Investment Related. Located at 3711 S MoPac Expy, Ste 105, Austin, TX 78735. Nature: Fixed/Traditional Insurance. Position: Agent. Start date: 07/2021. 4 hours per month, 4 hours during trading. Duties: Sales of fixed / traditional insurance products. 3. Westlake Lacrosse Youth Coach. Not Investment Related. 4100 Westbank Drive, Austin TX 78746. Coach youth lacrosse teams. Head Coach/Offensive Coordinator. Start 5/2021. 24 hours per month, 0 during trading hours. Offensive coordinator and teach middle schoolers the ins and outs of lacrosse and how to run an offense. We have two practices a week and one game on the weekends. 4. Oakwood Capital Securities; investment related; 3711 S MoPac Expy, Ste 105, Austin, TX 78735 United States; Registered Representative; Start date: 2024-07-23; 40 Hours per month during trading hours: 40. 5. 25 Giving; Not Investment related; 3711 S Mopac Expy, Ste. 150 Austin TX 78746; Refer nonprofits to 25 Giving so they can help develop charitable plans for donors of nonprofits; Contractor; Start date: 2025-02-20; 2 Hours per month/ 1 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-08 |
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