Catherine Andrea Fell

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2021 → 11/2025
  Wells Fargo Clearing Services, Llc
  Tempe, AZ
• 06/2017 → 11/2025
  Wells Fargo Bank, Na
  Tempe, AZ
• 09/2014 → 05/2017
  Starbucks
  Chandler, AZ
• 11/2025 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 11/2025 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 11/2025 → Present
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Previous Registrations

• 2022-05-13 → 2025-11-11
  Wells Fargo Clearing Services, Llc
  Tempe, AZ
  Scottsdale, AZ
  Tempe, AZ

Other Businesses

NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: MESA, AZ NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 07/2021 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams

• S66 Uniform Combined State Law Examination
  2022-05-13

Other Names

• Catherine Andrea Norris
• Catherine A Norris
• Catherine Fell
• Catherine A Fell
• Catherine Norris