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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-26 |
| TX | RA | APPROVED | 2023-06-26 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2021 | Present |
| Benedictine University | Mesa | AZ | 08/2019 | 05/2021 |
| Amazon | Troutdale | OR | 06/2020 | 08/2020 |
| Southwestern Oregon Community College | Coos Bay | OR | 09/2017 | 06/2019 |
| The Cedars On Salmon Creek Golf Course | Brush Prairie | WA | 05/2015 | 08/2017 |
| Battle Ground Highschool | Battleground | WA | 09/2013 | 06/2017 |
| Bandon Dunes Golf Resort | Bandon | OR | 05/2018 | 07/2019 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2021 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 06/2023 | Present |
| Self-Employed | Phoenix | AZ | 08/2026 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: GOLF POSITION: INDEPENDENT GOLF CADDIE START DATE: 08/2026 APPROXIMATE HOURS/MONTH: 15 HOURS DEVOTED DURING TRADING HOURS: 15 DUTIES: PROVIDE ASSISTANCE FOR A PLAYER ON THE GOLF COURSE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-11 |
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