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Brent Michael Spencer

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7401153

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-26
TX RA APPROVED 2023-06-26
  • AZ RA
    APPROVED
    Since 2023-06-26
  • TX RA
    APPROVED
    Since 2023-06-26

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2021 Present
Benedictine University Mesa AZ 08/2019 05/2021
Amazon Troutdale OR 06/2020 08/2020
Southwestern Oregon Community College Coos Bay OR 09/2017 06/2019
The Cedars On Salmon Creek Golf Course Brush Prairie WA 05/2015 08/2017
Battle Ground Highschool Battleground WA 09/2013 06/2017
Bandon Dunes Golf Resort Bandon OR 05/2018 07/2019
Vanguard Marketing Corporation Scottsdale AZ 06/2021 Present
Vanguard Advisers, Inc. Scottsdale AZ 06/2023 Present
Self-Employed Phoenix AZ 08/2026 Present
  • 06/2021 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2019 → 05/2021
    Benedictine University
    Mesa, AZ
  • 06/2020 → 08/2020
    Amazon
    Troutdale, OR
  • 09/2017 → 06/2019
    Southwestern Oregon Community College
    Coos Bay, OR
  • 05/2015 → 08/2017
    The Cedars On Salmon Creek Golf Course
    Brush Prairie, WA
  • 09/2013 → 06/2017
    Battle Ground Highschool
    Battleground, WA
  • 05/2018 → 07/2019
    Bandon Dunes Golf Resort
    Bandon, OR
  • 06/2021 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 06/2023 → Present
    Scottsdale, AZ
  • 08/2026 → Present
    Self-Employed
    Phoenix, AZ
Other Businesses

NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: GOLF POSITION: INDEPENDENT GOLF CADDIE START DATE: 08/2026 APPROXIMATE HOURS/MONTH: 15 HOURS DEVOTED DURING TRADING HOURS: 15 DUTIES: PROVIDE ASSISTANCE FOR A PLAYER ON THE GOLF COURSE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-23
S63 Uniform Securities Agent State Law Examination 2021-10-11
  • S66 Uniform Combined State Law Examination
    2023-06-23
  • S63 Uniform Securities Agent State Law Examination
    2021-10-11
Other Names
  • Brent Spencer

View on SEC IAPD

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