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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-26 |
Branch Locations
3109 16Th Street, Orange, TX 77630 • United States
6025 Eastex Freeway, Beaumont, TX 77706 • United States
2150 Highway 365, Nederland, TX 77627 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Nederland | TX | 01/2018 | Present |
| J.P. Morgan Securities Llc | Nederalnd | TX | 06/2021 | Present |
| First Convenience Bank | Port Arthur | TX | 05/2017 | 01/2018 |
| Jc Penney | Beaumont | TX | 05/2015 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-04 |
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