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Lei Chen

Wells Fargo Clearing Services, LLC

Vancouver, WA

Happy Valley, OR

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2021-10-25
WA RA APPROVED 2021-10-25
  • OR RA
    APPROVED
    Since 2021-10-25
  • WA RA
    APPROVED
    Since 2021-10-25

Branch Locations

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

9350 Se 82Nd Ave, Happy Valley, OR 97086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Happy Valley OR 06/2021 Present
Wells Fargo Bank, Na Happy Valley OR 10/2004 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-25
  • S66 Uniform Combined State Law Examination
    2021-10-25

View on SEC IAPD

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