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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2021-07-21 |
| CA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
9500 Arboretum Blvd Ste 170, Austin, TX 78759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Austin | TX | 05/2009 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Pflugerville | TX | 05/2009 | 07/2021 |
| Huong Vo | Corpus Christi | TX | 08/2011 | 07/2021 |
| Second Property | Corpus Christi | TX | 08/2011 | 07/2020 |
| Lpl Financial Llc | Austin | TX | 07/2021 | Present |
05/2009-PRESENT, VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES, PFLUGERVILLE, TX, INVESTMENT RELATED, INSURANCE SALES, INSURANCE AGENT. 08/2011-PRESENT, HUONG VO, CORPUS CHRISTI, TX, REAL ESTATE, INVESTMENT RELATED; N, OWNER, 0 HRS/MO, 0 HRS/DAY DURING SECURITIES TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-22 |
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