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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-12
  • TX RA
    APPROVED
    Since 2025-06-12

Branch Locations

6100 Camp Bowie Blvd. Suite #24, Fort Worth, TX 76116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fort Worth TX 07/2021 05/2025
Jpmorgan Chase Bank, N.A. Fort Worth TX 07/2021 05/2025
Jpmorgan Chase & Co. Fort Worth TX 06/2020 08/2020
Rivercrest Country Club Fort Worth TX 10/2020 06/2021
Tcu Athletic Department Fort Worth TX 01/2018 03/2020
White Nelson Diehl Evans Llp Irvine CA 05/2019 08/2019
Rpm Mortgage Newport Beach CA 05/2018 08/2018
Texas Christian University Fort Worth TX 08/2017 05/2021
Arnold O. Beckman High School Tustin CA 08/2013 06/2017
Unemployed Tustin CA 06/2017 08/2017
Kestra Investment Services, Llc Fort Worth TX 06/2025 Present
Kestra Advisory Services, Llc Fort Worth TX 06/2025 Present
  • 07/2021 → 05/2025
    Fort Worth, TX
  • 07/2021 → 05/2025
    Jpmorgan Chase Bank, N.A.
    Fort Worth, TX
  • 06/2020 → 08/2020
    Jpmorgan Chase & Co.
    Fort Worth, TX
  • 10/2020 → 06/2021
    Rivercrest Country Club
    Fort Worth, TX
  • 01/2018 → 03/2020
    Tcu Athletic Department
    Fort Worth, TX
  • 05/2019 → 08/2019
    White Nelson Diehl Evans Llp
    Irvine, CA
  • 05/2018 → 08/2018
    Rpm Mortgage
    Newport Beach, CA
  • 08/2017 → 05/2021
    Texas Christian University
    Fort Worth, TX
  • 08/2013 → 06/2017
    Arnold O. Beckman High School
    Tustin, CA
  • 06/2017 → 08/2017
    Unemployed
    Tustin, CA
  • 06/2025 → Present
    Kestra Investment Services, Llc
    Fort Worth, TX
  • 06/2025 → Present
    Fort Worth, TX
Previous Registrations
Other Businesses

Name: DECIDEDLY WEALTH MANAGEMENT POSITION: Private Wealth Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/09/2025 ADDRESS: 6100 Camp Bowie Blvd, Suite 24, Fort Worth TX 76116, United States DESCRIPTION: I will be a private wealth advisor at Decidedly Wealth Management advising clients with Kestra Financial Services as the Broker Dealer. Name: 356 INVESTMENTS LLC POSITION: President NATURE: This is a personal LLC holding company used my me personally for the purpose of investing in passive investments such as private market opportunities, real estate, and public investments. Currently no investments have been made other than idle cash in a brokerage account purchasing a passive money market fund. INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/05/2023 ADDRESS: 229 McGee Dr, Fort Worth TX 76114, United States DESCRIPTION: Ensure entity is current in fillings and make any decisions relating to the entity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-08
  • S66 Uniform Combined State Law Examination
    2021-10-08
Other Names
  • Rj Finley
  • Richard John Finley

View on SEC IAPD

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