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3000 Woodcreek Drive Suite 100, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-05-15 |
Branch Locations
3000 Woodcreek Drive Suite 100, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vertex Planning Partners | Downers Grove | IL | 06/2021 | 04/2022 |
| Life Time Fitness | Warrenville | IL | 09/2019 | 06/2021 |
| University Of Wisconsin-Milwaukee | Milwaukee | WI | 09/2017 | 05/2019 |
| University Of Wisconsin-Milwaukee | Milwaukee | WI | 09/2018 | 05/2019 |
| University Of Wisconsin-Milwaukee Recreation Center | Milwaukee | WI | 09/2017 | 05/2019 |
| Orthopedic & Sports Enhancement Center | Bloomington | IL | 08/2015 | 08/2017 |
| Medici | Normal | IL | 05/2017 | 08/2017 |
| Illinois State University - Department Of Kinesiology & Recreati | Normal | IL | 01/2016 | 05/2017 |
| Illinois State University | Normal | IL | 08/2015 | 05/2017 |
| Lpl Financial | Downers Grove | IL | 06/2021 | Present |
| Unemployed | Naperville | IL | 05/2019 | 09/2019 |
| Tpod | Joliet | IL | 05/2020 | 01/2021 |
| Vertex Planning Partners | Downers Grove | IL | 05/2022 | Present |
1. 04/18/2022 - Vertex Planning Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 4/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent - 100%. 2. 06/21/2022 - Vertex Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin- Start Date - 04/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent - 100% - I provide administrative support to Vertex Partners, an independent investment advisor firm. I started this business activity in 6/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 09/12/2023 - Chicago Blaze Rugby Club - Other - Rugby Coach - Head Coach - Not Investment Related - Lemont, IL - Start Date 08/01/2023 - 40 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-05-13 |
| S65 | Uniform Investment Adviser Law Examination | 2021-09-25 |
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