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Yingyi Liu

Morgan Stanley

Alpharetta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-04
GA RA APPROVED 2025-02-20
  • TX RA
    APPROVED
    Since 2025-04-04
  • GA RA
    APPROVED
    Since 2025-02-20

Branch Locations

2400 Lakeview Parkway Suite 300, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Alpharetta GA 01/2023 Present
University Of Georgia Athens GA 08/2013 12/2017
None Johns Creek GA 01/2018 07/2018
University Of Georgia Athens GA 08/2018 12/2023
University Of Georgia Athens GA 09/2019 05/2020
University Of Georgia Athens GA 08/2020 12/2022
  • 01/2023 → Present
    Morgan Stanley
    Alpharetta, GA
  • 08/2013 → 12/2017
    University Of Georgia
    Athens, GA
  • 01/2018 → 07/2018
    None
    Johns Creek, GA
  • 08/2018 → 12/2023
    University Of Georgia
    Athens, GA
  • 09/2019 → 05/2020
    University Of Georgia
    Athens, GA
  • 08/2020 → 12/2022
    University Of Georgia
    Athens, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-19
  • S66 Uniform Combined State Law Examination
    2025-02-19

View on SEC IAPD

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PAUL FRANCIS SHAUGHNESSY
BRENDAN HUGH KEELAN
DANIEL ROSS MOSKOWITZ
RHEANNON LEA BODDIE
VENZON VICENCIO AROMIN
WILLIAM CLAY TUCKER

Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

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