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Michael Anthony Pappas

Charles Schwab & Co., Inc.

Huntersville, NC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-03-10
  • NC RA
    APPROVED
    Since 2026-03-10

Branch Locations

8700 Sam Furr Road, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2021 11/2022
Self-Employed Peoria AZ 10/2018 12/2021
Omniengine Phoenix AZ 01/2021 06/2021
Scramble Phoenix AZ 09/2019 12/2020
Self-Employed Westlake OH 02/2018 10/2018
Coppertop Pub Kirtland OH 09/2015 08/2018
Full Time Education Scottsdale AZ 09/2018 10/2018
Full Time Education Scottsdale AZ 01/2021 08/2021
At The Neck Apparel Tempe AZ 10/2020 04/2023
The Vanguard Group, Inc. Charlotte NC 06/2021 02/2026
Vanguard Marketing Corporation Charlotte NC 06/2021 02/2026
Vanguard Advisers, Inc. Charlotte NC 10/2021 02/2026
Charles Schwab & Co., Inc. Huntersville NC 02/2026 Present
Charles Schwab Bank Huntersville NC 02/2026 Present
  • 06/2021 → 11/2022
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 10/2018 → 12/2021
    Self-Employed
    Peoria, AZ
  • 01/2021 → 06/2021
    Omniengine
    Phoenix, AZ
  • 09/2019 → 12/2020
    Scramble
    Phoenix, AZ
  • 02/2018 → 10/2018
    Self-Employed
    Westlake, OH
  • 09/2015 → 08/2018
    Coppertop Pub
    Kirtland, OH
  • 09/2018 → 10/2018
    Full Time Education
    Scottsdale, AZ
  • 01/2021 → 08/2021
    Full Time Education
    Scottsdale, AZ
  • 10/2020 → 04/2023
    At The Neck Apparel
    Tempe, AZ
  • 06/2021 → 02/2026
    The Vanguard Group, Inc.
    Charlotte, NC
  • 06/2021 → 02/2026
    Vanguard Marketing Corporation
    Charlotte, NC
  • 10/2021 → 02/2026
    Vanguard Advisers, Inc.
    Charlotte, NC
  • 02/2026 → Present
    Charles Schwab & Co., Inc.
    Huntersville, NC
  • 02/2026 → Present
    Charles Schwab Bank
    Huntersville, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-01
  • S66 Uniform Combined State Law Examination
    2021-10-01
Other Names
  • Michael Anthony Konstantine Pappas
  • Michael A K Pappas
  • Michael Pappas

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Hunterville, NC
CORNERSTONE WEALTH · Huntersville, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Huntersville, NC
MML INVESTORS SERVICES, LLC · Huntersville, NC
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