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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fort Mill | SC | 06/2021 | 06/2023 |
| State Farm | Greensboro | NC | 04/2020 | 06/2021 |
| Total Heating And Cooling Inc. | Browns Summit | NC | 04/2019 | 04/2020 |
| Des Solutions | Greensboro | NC | 12/2017 | 03/2019 |
| Oak Ridge Town Park | Oak Ridge | NC | 05/2014 | 05/2017 |
| Forsyth Technical Community College | Winston-Salem | NC | 05/2017 | 12/2017 |
| J.P. Morgan Securities Llc | Greensboro | NC | 01/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Greensboro | NC | 01/2024 | Present |
| Terrana Group | Chicago | IL | 06/2023 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-30 |
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