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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-11
  • TX RA
    APPROVED
    Since 2022-10-11

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 07/2021 08/2022
Franfuund Ft. Worh TX 06/2020 07/2020
1836 Royalty Partners Ft. Worth TX 11/2018 03/2020
Thirtynorth Investments New Orleans LA 06/2019 07/2019
J. Crew The Woodlands TX 06/2018 07/2018
Alspaugh's Sterling Events The Woodlands TX 06/2016 06/2017
The Woodlands High School The Woodslands TX 08/2013 06/2017
Texas Christian University Ft. Worth TX 08/2017 05/2021
Sky Walker Properties Arlington TX 01/2020 03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 08/2022 Present
Bank Of America, N.A. Austin TX 08/2022 Present
  • 07/2021 → 08/2022
    Equitable Advisors, Llc
    New York, NY
  • 06/2020 → 07/2020
    Franfuund
    Ft. Worh, TX
  • 11/2018 → 03/2020
    1836 Royalty Partners
    Ft. Worth, TX
  • 06/2019 → 07/2019
    Thirtynorth Investments
    New Orleans, LA
  • 06/2018 → 07/2018
    J. Crew
    The Woodlands, TX
  • 06/2016 → 06/2017
    Alspaugh's Sterling Events
    The Woodlands, TX
  • 08/2013 → 06/2017
    The Woodlands High School
    The Woodslands, TX
  • 08/2017 → 05/2021
    Texas Christian University
    Ft. Worth, TX
  • 01/2020 → 03/2020
    Sky Walker Properties
    Arlington, TX
  • 08/2022 → Present
    Austin, TX
  • 08/2022 → Present
    Bank Of America, N.A.
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-26
S63 Uniform Securities Agent State Law Examination 2021-12-17
  • S66 Uniform Combined State Law Examination
    2022-09-26
  • S63 Uniform Securities Agent State Law Examination
    2021-12-17
Other Names
  • Olivia Michelle Broussard

View on SEC IAPD

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