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476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-09-17 |
Branch Locations
10490 Little Patuxent Parkway, Suite 200, Columbia, MD 21044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Drown Financial Services | Columbia | MD | 07/2021 | Present |
| Allstate Insurance Company | Columbia | MD | 02/2017 | 07/2021 |
| Unemployed | Bethlehem | PA | 11/2016 | 02/2017 |
| Apr Supply Company | Lehigh Valley | PA | 06/2013 | 11/2016 |
| Vicus Capital, Inc | State College | PA | 09/2021 | Present |
| Cetera Advisor Networks | El Segundo | CA | 06/2021 | 07/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2022 | Present |
1. NAME OF OTHER BUSINESS: VICUS CAPITAL, INC. CRD#116021; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 09/2021; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING; 2. NAME OF OTHER BUSINESS: VICUS CAPITAL, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 09/2021; POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ACCOUNT MAINTENANCE AND ACCOUNT OPENING, GENERATING PROPOSALS, PROVIDING TRADE INSTRUCTIONS; 3. NAME OF OTHER BUSINESS: DROWN FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 07/2021; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF FINANCIAL PLANNING; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL AND RETIREMENT PLANNING, PLACING TRADES, ACCOUNT MAINTENANCE AND ACCOUNT OPENING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-17 |
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