Best Investors Account Sign in
Current Employers
Vicus Capital, Inc.

476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-09-17
  • MD RA
    APPROVED
    Since 2021-09-17

Branch Locations

10490 Little Patuxent Parkway, Suite 200, Columbia, MD 21044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Drown Financial Services Columbia MD 07/2021 Present
Allstate Insurance Company Columbia MD 02/2017 07/2021
Unemployed Bethlehem PA 11/2016 02/2017
Apr Supply Company Lehigh Valley PA 06/2013 11/2016
Vicus Capital, Inc State College PA 09/2021 Present
Cetera Advisor Networks El Segundo CA 06/2021 07/2022
Cetera Wealth Services, Llc El Segundo CA 07/2022 Present
  • 07/2021 → Present
    Drown Financial Services
    Columbia, MD
  • 02/2017 → 07/2021
    Allstate Insurance Company
    Columbia, MD
  • 11/2016 → 02/2017
    Unemployed
    Bethlehem, PA
  • 06/2013 → 11/2016
    Apr Supply Company
    Lehigh Valley, PA
  • 09/2021 → Present
    State College, PA
  • 06/2021 → 07/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 07/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
Other Businesses

1. NAME OF OTHER BUSINESS: VICUS CAPITAL, INC. CRD#116021; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 09/2021; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING; 2. NAME OF OTHER BUSINESS: VICUS CAPITAL, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 09/2021; POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ACCOUNT MAINTENANCE AND ACCOUNT OPENING, GENERATING PROPOSALS, PROVIDING TRADE INSTRUCTIONS; 3. NAME OF OTHER BUSINESS: DROWN FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 07/2021; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF FINANCIAL PLANNING; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL AND RETIREMENT PLANNING, PLACING TRADES, ACCOUNT MAINTENANCE AND ACCOUNT OPENING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-17
  • S65 Uniform Investment Adviser Law Examination
    2021-09-17

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Columbia, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor