Daniel Joseph Falcone

Current Employers

Stratos Wealth Advisors Llc

3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2021-08-02

MA RA
APPROVED

Since 2021-08-02

Branch Locations

1050 Hingham St, 2Nd Floor, Rockland, MA 02370 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stratos Wealth Advisors, Llc	Rockland	MA	06/2021	Present
Umass Lowell	Lowell	MA	01/2019	05/2020
Mfs	Boston	MA	07/2019	01/2020
Putnam	Andover	MA	07/2018	12/2018
University Of Massachusetts Lowell	Lowell	MA	09/2015	08/2020
Veritas Boston Wealth Management	Rockland	MA	08/2020	Present
Student	Lowell	MA	12/2018	07/2019

06/2021 → Present

Stratos Wealth Advisors, Llc

Rockland, MA
01/2019 → 05/2020

Umass Lowell

Lowell, MA
07/2019 → 01/2020

Mfs

Boston, MA
07/2018 → 12/2018

Putnam

Andover, MA
09/2015 → 08/2020

University Of Massachusetts Lowell

Lowell, MA
08/2020 → Present

Veritas Boston Wealth Management

Rockland, MA
12/2018 → 07/2019

Student

Lowell, MA

Other Businesses

8/10/2020 - Veritas Boston Wealth Management DBA - Investment related - at address of record - 140 hours per month 130 hors during securities trading hours. Financial Advisor & Technology Specialist

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-07-30

S65 Uniform Investment Adviser Law Examination

2021-07-30

View on SEC IAPD

Current Employers

Stratos Wealth Advisors Llc

Disclosures

Employment History

Other Businesses

Exams

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