Daniel Joseph Falcone

Employer firm

Stratos Wealth Advisors LLC CRD 283816

$5.57B regulatory AUM 17 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2021 → Present
  Stratos Wealth Advisors, Llc
  Rockland, MA
• 01/2019 → 05/2020
  Umass Lowell
  Lowell, MA
• 07/2019 → 01/2020
  Mfs
  Boston, MA
• 07/2018 → 12/2018
  Putnam
  Andover, MA
• 09/2015 → 08/2020
  University Of Massachusetts Lowell
  Lowell, MA
• 08/2020 → Present
  Veritas Boston Wealth Management
  Rockland, MA
• 12/2018 → 07/2019
  Student
  Lowell, MA

Other Businesses

8/10/2020 - Veritas Boston Wealth Management DBA - Investment related - at address of record - 140 hours per month 130 hors during securities trading hours. Financial Advisor & Technology Specialist

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-07-30