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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-16 |
| CA | RA | APPROVED | 2024-03-08 |
| MN | RA | APPROVED | 2024-03-08 |
Branch Locations
4695 Macarthur Ct Ste 1100, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riversource Distributors, Inc. | Minneapolis | MN | 06/2021 | 01/2022 |
| Sleep Inn | Devils Lake | ND | 02/2021 | 05/2021 |
| Lake Region State College | Devils Lake | ND | 09/2019 | 12/2020 |
| Ole Store Restaurant | Northfield | MN | 05/2019 | 08/2019 |
| Shepherd's Way Farms | Nerstrand | MN | 05/2019 | 08/2019 |
| Lake Region State College | Devils Lake | ND | 01/2019 | 05/2019 |
| Allflex Inc. | Northfield | MN | 06/2017 | 01/2019 |
| Ole Store Restaurant | Northfield | MN | 02/2017 | 09/2017 |
| Shepherd's Way Farms | Nerstrand | MN | 10/2016 | 02/2017 |
| Northfield Union Of Youth | Northfield | MN | 06/2015 | 12/2016 |
| Just Food Co-Op | Northfield | MN | 01/2015 | 09/2016 |
| Acosta | Devils Lake | ND | 01/2020 | 03/2020 |
| Ameriprise Financial Services, Llc | Temecula | CA | 01/2022 | 02/2024 |
| Ameriprise Financial Services, Llc | Newport Beach | CA | 02/2024 | Present |
Outside Employment; Integrative Financial Management, LLC; Employee to the Advisor, Kris De La Pena; Manage advisory business; 4695 MacArthur Ct St. 1100, , Newport Beach, CA, 92660; Investment-Related; 05/01/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-31 |
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