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Nicholas Brennan Hoffmann

Steele Capital Management, Inc.

Dubuque, IA

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Current Employers
Steele Capital Management, Inc.

1000 Jackson Street Suite 201, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-06-21
  • IA RA
    APPROVED
    Since 2021-06-21

Branch Locations

1000 Jackson Street Suite 201, Dubuque, IA 52001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steele Capital Management, Inc Dubuque IA 05/2021 05/2022
St. Ambrose College Davenport IA 08/2013 12/2017
Honkamp Krueger Davenport IA 09/2016 04/2020
Honkamp Krueger Hiawatha IA 04/2020 03/2021
Steele Capital Management, Inc. Dubuque IA 05/2022 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-14
  • S65 Uniform Investment Adviser Law Examination
    2021-06-14
Other Names
  • Nick Hoffmann

View on SEC IAPD

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Other Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA
ROSEMEYER MANAGEMENT GROUP · Dubuque, IA
RICHMOND INVESTMENT SERVICES LLC · Dubuque, IA
LPL FINANCIAL LLC · DUBUQUE, IA
UMB PRIVATE WEALTH MANAGEMENT, LLC · Dubuque, IA
MARINER INDEPENDENT · Dubuque, IA

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