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Nicholas Brennan Hoffmann

Steele Capital Management, Inc.

Dubuque, IA

CRD 7396885

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Employer firm

Steele Capital Management, Inc. CRD 107097

$3.55B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Steele Capital Management, Inc.

1000 Jackson Street Suite 201, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-06-21
  • IA RA
    APPROVED
    Since 2021-06-21

Branch Locations

1000 Jackson Street Suite 201, Dubuque, IA 52001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steele Capital Management, Inc Dubuque IA 05/2021 05/2022
St. Ambrose College Davenport IA 08/2013 12/2017
Honkamp Krueger Davenport IA 09/2016 04/2020
Honkamp Krueger Hiawatha IA 04/2020 03/2021
Steele Capital Management, Inc. Dubuque IA 05/2022 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-14
  • S65 Uniform Investment Adviser Law Examination
    2021-06-14
Other Names
  • Nick Hoffmann

View on SEC IAPD

Nearby Firms

NATIONS FINANCIAL GROUP, INC.
AVANTAX PLANNING PARTNERS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

CHAD JOSEPH KRUSE
ROBERT EMMETT LEE
SAWYER MARQUARDT

Nearby Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA

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