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Nikhil Kathuria

A.G.P. / Alliance Global Partners

Newport Beach, CA

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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-05-28
WI RA APPROVED 2026-05-12
MN RA APPROVED 2026-05-11
AR RA APPROVED 2026-05-08
CT RA APPROVED 2026-05-08
FL RA APPROVED 2026-05-08
NV RA APPROVED 2026-05-08
NC RA APPROVED 2026-05-08
UT RA APPROVED 2026-05-07
OR RA APPROVED 2026-04-23
NH RA APPROVED 2026-04-14
ID RA APPROVED 2026-04-10
IN RA APPROVED 2026-04-10
MI RA APPROVED 2026-04-10
NE RA APPROVED 2026-04-09
AL RA APPROVED 2026-04-08
AZ RA APPROVED 2022-09-21
TX RA APPROVED 2022-09-21
CA RA APPROVED 2021-07-07
  • MA RA
    APPROVED
    Since 2026-05-28
  • WI RA
    APPROVED
    Since 2026-05-12
  • MN RA
    APPROVED
    Since 2026-05-11
  • AR RA
    APPROVED
    Since 2026-05-08
  • CT RA
    APPROVED
    Since 2026-05-08
  • FL RA
    APPROVED
    Since 2026-05-08
  • NV RA
    APPROVED
    Since 2026-05-08
  • NC RA
    APPROVED
    Since 2026-05-08
  • UT RA
    APPROVED
    Since 2026-05-07
  • OR RA
    APPROVED
    Since 2026-04-23
  • NH RA
    APPROVED
    Since 2026-04-14
  • ID RA
    APPROVED
    Since 2026-04-10
  • IN RA
    APPROVED
    Since 2026-04-10
  • MI RA
    APPROVED
    Since 2026-04-10
  • NE RA
    APPROVED
    Since 2026-04-09
  • AL RA
    APPROVED
    Since 2026-04-08
  • AZ RA
    APPROVED
    Since 2022-09-21
  • TX RA
    APPROVED
    Since 2022-09-21
  • CA RA
    APPROVED
    Since 2021-07-07

Branch Locations

1201 Dove Street Suite 200, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A.G.P. / Alliance Global Partners Newport Beach CA 07/2021 Present
Interstate Batteries Dallas TX 06/2020 08/2020
South End Health And Racquet Club Torrance CA 12/2017 06/2018
Southern Methodist University Dallas TX 08/2019 06/2020
Santa Monica College Santa Monica CA 09/2020 Present
Chadwick School Palos Verdes CA 09/2010 06/2019
  • 07/2021 → Present
    A.G.P. / Alliance Global Partners
    Newport Beach, CA
  • 06/2020 → 08/2020
    Interstate Batteries
    Dallas, TX
  • 12/2017 → 06/2018
    South End Health And Racquet Club
    Torrance, CA
  • 08/2019 → 06/2020
    Southern Methodist University
    Dallas, TX
  • 09/2020 → Present
    Santa Monica College
    Santa Monica, CA
  • 09/2010 → 06/2019
    Chadwick School
    Palos Verdes, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-02-10
S65 Uniform Investment Adviser Law Examination 2021-04-20
  • S63 Uniform Securities Agent State Law Examination
    2022-02-10
  • S65 Uniform Investment Adviser Law Examination
    2021-04-20

View on SEC IAPD

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