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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-30 |
| AZ | RA | APPROVED | 2021-11-02 |
Branch Locations
11811 N. Tatum Blvd. Suite 2320, Phoenix, AZ 85028 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Phoenix | AZ | 06/2021 | Present |
| U.S. Dept. Of Agriculture | Washington | DC | 02/2020 | 04/2021 |
| University Of Maryland | College Park | MD | 08/2019 | 12/2019 |
| Howard Community College | Columbia | MD | 08/2018 | 08/2019 |
| Ymca | Ellicott City | MD | 05/2018 | 08/2018 |
| Howard Community College | Columbia | MD | 01/2018 | 08/2019 |
| U.S. Marine Corps. | Camp Lejeune | NC | 02/2013 | 01/2018 |
| Raymond James Financial Services Advisors, Inc. | Phoenix | AZ | 11/2021 | Present |
(1)Name of Business: Anasazi Investment Group Address: 11811 N. Tatum Blvd., Phoenix, AZ, 85028, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/15/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Anasazi Investment Group is used to split office expenses. (2)Name of Business: Young Money Management Address: 11811 N. Tatum Blvd., Phoenix, AZ, 85028, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Young Money Management is a corporation used pay expenses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-30 |
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