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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-12
  • NY RA
    APPROVED
    Since 2026-05-12

Branch Locations

New Rochelle, NY • United States

8 Third Street North, Great Falls, MT 59401-3104 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. New Rochelle NY 06/2021 Present
Aerostream Logistics Seattle WA 07/2015 06/2021
  • 06/2021 → Present
    New Rochelle, NY
  • 07/2015 → 06/2021
    Aerostream Logistics
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-01
  • S66 Uniform Combined State Law Examination
    2022-07-01

View on SEC IAPD

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