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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-01-03 |
Branch Locations
16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States
Aston, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co/Creative Financial Group | Newtown Square | PA | 09/2020 | Present |
| Mml Investors Services Llc | Newtown Square | PA | 07/2021 | Present |
| Herman Goldner Company | Philadelphia | PA | 05/2018 | 08/2020 |
| Cardinal Ohara | Springfield | PA | 08/2014 | 06/2017 |
| West Chester University | West Chester | PA | 08/2017 | 12/2020 |
| Unemployed | Glen Mills | PA | 06/2017 | 05/2018 |
NAME: KLEIN CONSULTING, LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 10/01/2024 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PASS THROUGH ENTITY FOR COMMISSIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-21 |
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