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William Cecil Smalls

Eagle Strategies LLC

Edison, NJ

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-11-12
  • NJ RA
    APPROVED
    Since 2025-11-12

Branch Locations

379 Thornall St Fl 8, Edison, NJ 08837 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Edison NJ 07/2021 Present
Nylife Securities Llc Edison NJ 06/2022 Present
Appling Family Company Neptune NJ 04/2020 10/2021
Muffin Mam Laurens SC 01/2020 04/2020
Europastry Bayport NY 11/2018 01/2020
Treehouse Private Brands Oak Brook IL 11/2017 11/2018
Csm Bakery Supplies Tucker GA 01/2001 10/2017
Eagle Strategies Llc Edison NJ 11/2025 Present
  • 07/2021 → Present
    New York Life Insurance Company
    Edison, NJ
  • 06/2022 → Present
    Nylife Securities Llc
    Edison, NJ
  • 04/2020 → 10/2021
    Appling Family Company
    Neptune, NJ
  • 01/2020 → 04/2020
    Muffin Mam
    Laurens, SC
  • 11/2018 → 01/2020
    Europastry
    Bayport, NY
  • 11/2017 → 11/2018
    Treehouse Private Brands
    Oak Brook, IL
  • 01/2001 → 10/2017
    Csm Bakery Supplies
    Tucker, GA
  • 11/2025 → Present
    Edison, NJ
Other Businesses

[Deacon's Union and Women's Auxiliary of Monmouth & Adjacent Counties; not investment related ;355 West Farms Road;Farmingdale,NJ 07720; Promote and Establish Christian Education of Local Churches; President; start 09/2013; 20 hours per month, 4 hours during securities trading hours; Meet 1 time per month along with other duties] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 12404 Park Central Drive, Suite 400S, Dallas, TX, 75251; Start Date 01/2023; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-05
S63 Uniform Securities Agent State Law Examination 2022-11-04
  • S65 Uniform Investment Adviser Law Examination
    2025-11-05
  • S63 Uniform Securities Agent State Law Examination
    2022-11-04

View on SEC IAPD

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