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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-18
IL RA APPROVED 2022-02-18
  • TX RA
    APPROVED
    Since 2024-11-18
  • IL RA
    APPROVED
    Since 2022-02-18

Branch Locations

1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Weehawken NJ 07/2021 Present
Unemployed Naperville IL 06/2021 07/2021
University Of Iowa Iowa City IA 01/2017 06/2021
Parking Management Company Iowa City IA 01/2018 08/2018
Jimmy John's Iowa City IA 08/2017 12/2017
Indiana University Bloomington IN 08/2016 01/2017
  • 07/2021 → Present
    Ubs Financial Services
    Weehawken, NJ
  • 06/2021 → 07/2021
    Unemployed
    Naperville, IL
  • 01/2017 → 06/2021
    University Of Iowa
    Iowa City, IA
  • 01/2018 → 08/2018
    Parking Management Company
    Iowa City, IA
  • 08/2017 → 12/2017
    Jimmy John's
    Iowa City, IA
  • 08/2016 → 01/2017
    Indiana University
    Bloomington, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-08
  • S66 Uniform Combined State Law Examination
    2021-11-08

View on SEC IAPD

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