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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-23
TX RA APPROVED 2023-05-18
RI RA APPROVED 2023-05-11
  • CT RA
    APPROVED
    Since 2023-06-23
  • TX RA
    APPROVED
    Since 2023-05-18
  • RI RA
    APPROVED
    Since 2023-05-11

Branch Locations

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 01/2023 Present
Coastal Outsourced Solutions/First Citizens Federal Credit Union Fairhaven MA 01/2022 01/2023
New York Life Bridgewater MA 07/2021 05/2022
Walgreens New Bedford MA 06/2020 06/2021
Our Ladys Haven Fairhaven MA 12/2018 06/2020
University Of Massachusetts Dartmouth Dartmouth MA 09/2016 08/2021
Hetland Skating Arena New Bedford MA 09/2014 04/2018
Atrenne Computing Solutions Brockton MA 09/2015 09/2016
Kohl's Department Stores, Inc Dartmouth MA 11/2018 06/2019
Bank Of America N.A. Lincoln RI 03/2023 Present
  • 01/2023 → Present
    Lincoln, RI
  • 01/2022 → 01/2023
    Coastal Outsourced Solutions/First Citizens Federal Credit Union
    Fairhaven, MA
  • 07/2021 → 05/2022
    New York Life
    Bridgewater, MA
  • 06/2020 → 06/2021
    Walgreens
    New Bedford, MA
  • 12/2018 → 06/2020
    Our Ladys Haven
    Fairhaven, MA
  • 09/2016 → 08/2021
    University Of Massachusetts Dartmouth
    Dartmouth, MA
  • 09/2014 → 04/2018
    Hetland Skating Arena
    New Bedford, MA
  • 09/2015 → 09/2016
    Atrenne Computing Solutions
    Brockton, MA
  • 11/2018 → 06/2019
    Kohl's Department Stores, Inc
    Dartmouth, MA
  • 03/2023 → Present
    Bank Of America N.A.
    Lincoln, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-09
  • S66 Uniform Combined State Law Examination
    2023-05-09
Other Names
  • Nicholas Joseph Perry

View on SEC IAPD

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