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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-11-08 |
| IL | RA | APPROVED | 2012-08-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 08/2012 | Present |
| Bank Of America, N.A. | Northbrook | IL | 08/2012 | Present |
I*119768For profit or not for profit: Non-Profit OrganizationName of outside business organization: Muslim Community CenterInvestment related: NAddress of business:Morton Grove, Illinois 60053Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 12/15/2018Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Part of the fundraising team for the 50th Anniversary.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-30 |
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