Best Investors Account Sign in

Samantha T Swift

Ameriprise Financial Services, LLC

Dunedin, FL

Clearwater, FL

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-27
  • FL RA
    APPROVED
    Since 2023-11-27

Branch Locations

595 Main St, Dunedin, FL 34698-4998 • United States

Clearwater, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Dunedin FL 06/2021 Present
City Of Clearwater Clearwater FL 05/2016 10/2016
Publix Dunedin FL 12/2016 08/2017
Florida State University Tallahassee FL 01/2018 04/2021
Countryside High School Clearwater FL 08/2013 05/2017
Florida State University Tallahassee FL 08/2017 05/2022
  • 06/2021 → Present
    Ameriprise Financial Services, Llc
    Dunedin, FL
  • 05/2016 → 10/2016
    City Of Clearwater
    Clearwater, FL
  • 12/2016 → 08/2017
    Publix
    Dunedin, FL
  • 01/2018 → 04/2021
    Florida State University
    Tallahassee, FL
  • 08/2013 → 05/2017
    Countryside High School
    Clearwater, FL
  • 08/2017 → 05/2022
    Florida State University
    Tallahassee, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-20
  • S66 Uniform Combined State Law Examination
    2023-11-20

View on SEC IAPD

Other Firms

TRUIST ADVISORY SERVICES, INC.
MOORGATE CAPITAL MANAGEMENT
FLORIDA ESTATE AND RETIREMENT PLANNING ADVISORS, LLC
CLIENT 1ST ADVISORY GROUP
CETERA INVESTMENT ADVISERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC

Other Investors

BARBARA ANN MARTIN
YEH YANG PANG
LUKE MICHAEL SUTTER
Andrew B Page
CHRISTIAN XAVIER BALDINO
DAVID GEORGE STIEH
MICHELLE LAIS MABRY
JAMIE RENEE MASON

Other Offices

TRUIST ADVISORY SERVICES, INC. · DUNEDIN, FL
MOORGATE CAPITAL MANAGEMENT · DUNEDIN, FL
FLORIDA ESTATE AND RETIREMENT PLANNING ADVISORS, LLC · DUNEDIN, FL
CLIENT 1ST ADVISORY GROUP · DUNEDIN, FL
CETERA INVESTMENT ADVISERS LLC · DUNEDIN, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DUNEDIN, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Dunedin, FL
LPL FINANCIAL LLC · Dunedin, FL

More in Dunedin, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor