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Barbara Ann Martin

Truist Advisory Services, Inc.

Dunedin, FL

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-08-19
  • FL RA
    APPROVED
    Since 2016-08-19

Branch Locations

825 Broadway, Dunedin, FL 34698 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Investment Services, Inc. Lithia FL 12/2011 Present
Truist Advisory Services, Inc. Lithia FL 08/2016 Present
Previous Registrations
  • 2011-04-21 → 2011-12-14
    Chase Investment Services Corp.
    Tampa, FL
  • 2010-07-14 → 2010-08-19
    Northwestern Mutual Investment Services, Llc
    Tampa, FL
  • 2008-08-26 → 2010-05-10
    Truist Investment Services, Inc.
    Bradenton, FL
    Sarasota, FL
    Greensboro, NC
    Sarasota, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-25
S63 Uniform Securities Agent State Law Examination 2004-12-14
  • S65 Uniform Investment Adviser Law Examination
    2008-08-25
  • S63 Uniform Securities Agent State Law Examination
    2004-12-14
Other Names
  • Barbara Smith
  • Barbara Martin
  • Barbara Ann Raines
  • Barbara Ann Raines

View on SEC IAPD

Other Firms

MOORGATE CAPITAL MANAGEMENT
FLORIDA ESTATE AND RETIREMENT PLANNING ADVISORS, LLC
CLIENT 1ST ADVISORY GROUP
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC

Other Investors

YEH YANG PANG
LUKE MICHAEL SUTTER
Andrew B Page
CHRISTIAN XAVIER BALDINO
DAVID GEORGE STIEH
MICHELLE LAIS MABRY
JAMIE RENEE MASON
CRAIG SCOTT PHILLIPS

Other Offices

MOORGATE CAPITAL MANAGEMENT · DUNEDIN, FL
FLORIDA ESTATE AND RETIREMENT PLANNING ADVISORS, LLC · DUNEDIN, FL
CLIENT 1ST ADVISORY GROUP · DUNEDIN, FL
AMERIPRISE FINANCIAL SERVICES, LLC · DUNEDIN, FL
CETERA INVESTMENT ADVISERS LLC · DUNEDIN, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DUNEDIN, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Dunedin, FL
LPL FINANCIAL LLC · Dunedin, FL

More in Dunedin, FL

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