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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-09-27 |
| TX | RA | APPROVED | 2022-09-27 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2021 | Present |
| Heffernan Insurance Brokers | Phoenix | AZ | 06/2020 | 09/2020 |
| Bfac.cOm | Phoenix | AZ | 05/2019 | 08/2019 |
| Vans | Anthem | AZ | 06/2018 | 08/2018 |
| Woodward West | Tehachapi | CA | 07/2017 | 07/2017 |
| Beta Bouldering Gym | Flagstaff | AZ | 09/2016 | 06/2017 |
| Arizona Grass Roots Advocates | Tucson | AZ | 10/2018 | 11/2018 |
| University Of Arizona | Tucson | AZ | 08/2017 | 05/2021 |
| Northland Preparatory Academy | Flagstaff | AZ | 08/2010 | 06/2017 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-10 |
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