Inactive

Thomas John Conway

Note Advisors, LLC

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Current Employers

Note Advisors, Llc

50 Lakefront Blvd, Suite 215, Buffalo, NY 14202 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-04-16

NY RA
APPROVED

Since 2025-04-16

Branch Locations

50 Lakefront Blvd, Suite 215, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Zappitelli Financial Services	Willoughby	OH	01/2020	04/2022
Clearstead Advisors	Cleveland	OH	06/2022	05/2024
Note Advisors, Llc	Buffalo	NY	05/2024	Present
Full Time Student	University Heights	OH	01/2015	01/2020

01/2020 → 04/2022

Zappitelli Financial Services

Willoughby, OH
06/2022 → 05/2024

Clearstead Advisors

Cleveland, OH
05/2024 → Present

Note Advisors, Llc

Buffalo, NY
01/2015 → 01/2020

Full Time Student

University Heights, OH

Designations

View on SEC IAPD

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