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Colton James Herrmann

Capital Client Group, Inc.

San Antonio, TX

San Antonio, TX

CRD 7392568

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-25
  • TX RA
    APPROVED
    Since 2025-08-25

Branch Locations

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Distributors Franklin TN 05/2021 07/2025
Annie Rue Collections Winter Park FL 04/2016 06/2021
Upper Crust Winter Park FL 08/2019 03/2020
Lotsa Pizza Winter Park FL 10/2018 04/2019
Jeresy Mikes Winter Park FL 05/2017 07/2017
Capital Group / Capital Client Group, Inc. San Antonio TX 07/2025 Present
Florida State University Tallahassee FL 08/2017 07/2021
  • 05/2021 → 07/2025
    Jackson National Life Distributors
    Franklin, TN
  • 04/2016 → 06/2021
    Annie Rue Collections
    Winter Park, FL
  • 08/2019 → 03/2020
    Upper Crust
    Winter Park, FL
  • 10/2018 → 04/2019
    Lotsa Pizza
    Winter Park, FL
  • 05/2017 → 07/2017
    Jeresy Mikes
    Winter Park, FL
  • 07/2025 → Present
    Capital Group / Capital Client Group, Inc.
    San Antonio, TX
  • 08/2017 → 07/2021
    Florida State University
    Tallahassee, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-25
S63 Uniform Securities Agent State Law Examination 2021-07-29
  • S66 Uniform Combined State Law Examination
    2025-08-25
  • S63 Uniform Securities Agent State Law Examination
    2021-07-29
Other Names
  • Colton Herrmann
  • Colton James Herrmann

View on SEC IAPD

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Nearby Investors

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ABIGAIL CLAUDIO-JACKSON
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Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX

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