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William Edward Mocnik

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7392515

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-23
AZ RA APPROVED 2021-10-01
TX RA APPROVED 2021-09-28
  • CA RA
    APPROVED
    Since 2023-10-23
  • AZ RA
    APPROVED
    Since 2021-10-01
  • TX RA
    APPROVED
    Since 2021-09-28

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2021 Present
Northern Arizona University Flagstaff AZ 08/2020 04/2021
Premier Aquatics Services Llc. Aliso Viejo CA 05/2019 08/2019
Northern Arizona University Flagstaff AZ 08/2018 05/2021
Premier Aquatics Services Llc. Aliso Viejo CA 06/2016 08/2018
Aliso Niguel High School Aliso Viejo CA 08/2013 06/2017
  • 06/2021 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2020 → 04/2021
    Northern Arizona University
    Flagstaff, AZ
  • 05/2019 → 08/2019
    Premier Aquatics Services Llc.
    Aliso Viejo, CA
  • 08/2018 → 05/2021
    Northern Arizona University
    Flagstaff, AZ
  • 06/2016 → 08/2018
    Premier Aquatics Services Llc.
    Aliso Viejo, CA
  • 08/2013 → 06/2017
    Aliso Niguel High School
    Aliso Viejo, CA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-30
  • S66 Uniform Combined State Law Examination
    2021-08-30
Other Names
  • Will Mocnik
  • William Mocnikiv

View on SEC IAPD

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MERCER GLOBAL ADVISORS INC.
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Nearby Investors

GARY TODD STRINGER
SHAUN ELIZABETH BRACKEN
KENNETH ROY BLACKBURN

Nearby Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ

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