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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-09 |
Branch Locations
9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Beverly Hills | CA | 09/2022 | 05/2024 |
| Full-Time Education | Aliso Viejo | CA | 09/2021 | 08/2022 |
| Rbc | Beverly Hills | CA | 06/2021 | 08/2021 |
| Lbg Advisor | Beverly Hills | CA | 09/2020 | 05/2021 |
| Lbg Advisor | Madrid | 09/2018 | 08/2020 | |
| Full-Time Education | Aliso Viejo | CA | 01/2020 | 08/2022 |
| Full-Time Student | Fresno | CA | 01/2012 | 12/2019 |
| Raymond James & Associates Inc. | Beverly Hills | CA | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-27 |
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