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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-09
  • CA RA
    APPROVED
    Since 2024-05-09

Branch Locations

9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Beverly Hills CA 09/2022 05/2024
Full-Time Education Aliso Viejo CA 09/2021 08/2022
Rbc Beverly Hills CA 06/2021 08/2021
Lbg Advisor Beverly Hills CA 09/2020 05/2021
Lbg Advisor Madrid 09/2018 08/2020
Full-Time Education Aliso Viejo CA 01/2020 08/2022
Full-Time Student Fresno CA 01/2012 12/2019
Raymond James & Associates Inc. Beverly Hills CA 05/2024 Present
  • 09/2022 → 05/2024
    Beverly Hills, CA
  • 09/2021 → 08/2022
    Full-Time Education
    Aliso Viejo, CA
  • 06/2021 → 08/2021
    Rbc
    Beverly Hills, CA
  • 09/2020 → 05/2021
    Lbg Advisor
    Beverly Hills, CA
  • 09/2018 → 08/2020
    Lbg Advisor
    Madrid
  • 01/2020 → 08/2022
    Full-Time Education
    Aliso Viejo, CA
  • 01/2012 → 12/2019
    Full-Time Student
    Fresno, CA
  • 05/2024 → Present
    Beverly Hills, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-27
  • S66 Uniform Combined State Law Examination
    2023-05-27

View on SEC IAPD

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