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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-09-14 |
| TX | RA | APPROVED | 2021-09-14 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2021 | Present |
| Texas Tech University | Lubbock | TX | 08/2018 | 05/2021 |
| New Mexico Junior College | Hobbs | NM | 08/2016 | 05/2018 |
| Hobbs High School | Hobbs | NM | 08/2015 | 05/2018 |
| Grove Lubbock Apartments | Lubbock | TX | 01/2020 | 01/2021 |
| Albertsons | Hobbs | NM | 06/2019 | 01/2020 |
| Market Street | Lubbock | TX | 09/2019 | 12/2019 |
| Barnes & Noble | Lubbock | TX | 09/2018 | 11/2018 |
| Linscomb & Williams | Lubbock | TX | 06/2020 | 08/2020 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2021 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-17 |
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