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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-23
FL RA APPROVED 2022-12-01
  • TX RA
    APPROVED
    Since 2023-01-23
  • FL RA
    APPROVED
    Since 2022-12-01

Branch Locations

601 E Atlantic Ave, Delray Beach, FL 33483 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 07/2022 Present
Bank Of America Miami FL 06/2021 08/2021
Brandstar Deerfield Beach FL 05/2019 07/2019
Indiana University Bloomington IN 08/2021 07/2022
Indiana University Bloomington IN 08/2018 05/2019
Olympic Heights Community High School Boca Raton FL 08/2016 05/2018
Indiana University Bloomington IN 08/2019 05/2021
Bank Of America N.A. Fort Lauderdale FL 10/2022 Present
  • 07/2022 → Present
    Fort Lauderdale, FL
  • 06/2021 → 08/2021
    Bank Of America
    Miami, FL
  • 05/2019 → 07/2019
    Brandstar
    Deerfield Beach, FL
  • 08/2021 → 07/2022
    Indiana University
    Bloomington, IN
  • 08/2018 → 05/2019
    Indiana University
    Bloomington, IN
  • 08/2016 → 05/2018
    Olympic Heights Community High School
    Boca Raton, FL
  • 08/2019 → 05/2021
    Indiana University
    Bloomington, IN
  • 10/2022 → Present
    Bank Of America N.A.
    Fort Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-29
  • S66 Uniform Combined State Law Examination
    2022-11-29
Other Names
  • Seth J Sigel

View on SEC IAPD

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