Best Investors Account Sign in
Inactive

Brent Thomas Katterheinrich

Wealthspire Advisors

Madison, WI

Claim This Profile
Current Employers
Wealthspire Advisors

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-01-05
  • WI RA
    APPROVED
    Since 2021-01-05

Branch Locations

10 Terrace Court Suite 103, Madison, WI 53718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealthspire Advisors Madison WI 06/2014 Present
Wealthspire Capital, Llc Madison WI 03/2016 06/2020
  • 06/2014 → Present
    Wealthspire Advisors
    Madison, WI
  • 03/2016 → 06/2020
    Wealthspire Capital, Llc
    Madison, WI
Previous Registrations
  • 2014-09-24 → 2020-12-31
    Wealthspire Advisors
    Madison, WI
    Potomac, MD
  • 2009-10-05 → 2012-12-17
    Ameriprise Financial Services, Llc
    Orland Park, IL
  • 2008-05-02 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Orland Park, IL
    Orland Park, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-22
S63 Uniform Securities Agent State Law Examination 2005-09-08
  • S66 Uniform Combined State Law Examination
    2010-06-22
  • S63 Uniform Securities Agent State Law Examination
    2005-09-08

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
LPL ENTERPRISE, LLC
CLF ASSET MANAGEMENT, INC.
EAGLE STRATEGIES LLC
VALMARK ADVISERS, INC.
GREENPOINT ASSET MANAGEMENT V LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ASSOCIATED INVESTMENT SERVICES, INC.

Other Investors

KRISTY LYNN REED
Gavin Wishart
SEAN STEPHEN WAYNE
TRAVIS RICHARD HEISER
MICHAEL DONALD GANT
Renee Elizabeth Lucas
ORSAN M KHARBUSH
Matthew Miller

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
LPL ENTERPRISE, LLC · MADISON, WI
CLF ASSET MANAGEMENT, INC. · MADISON, WI
EAGLE STRATEGIES LLC · MADISON, WI
VALMARK ADVISERS, INC. · Madison, WI
GREENPOINT ASSET MANAGEMENT V LLC · MADISON, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MADISON, WI

More in Madison, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor