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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-11-24 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 11/2023 | 07/2025 |
| Bank Of America, N.A. | Charlotte | NC | 07/2022 | 11/2023 |
| Boys And Girls Club | Columbia | SC | 09/2021 | 02/2022 |
| Full-Time Education | Columbia | SC | 02/2022 | 07/2022 |
| Full-Time Education | Columbia | SC | 08/2019 | 09/2021 |
| Ymca | Union | NJ | 06/2019 | 08/2019 |
| Full-Time Education | Columbia | SC | 08/2018 | 05/2019 |
| Unemployed | Union | NJ | 01/2012 | 08/2018 |
| Bank Of America | Gastonia | NC | 06/2021 | 08/2021 |
| Wells Fargo Clearing Services | Charlotte | NC | 11/2025 | Present |
| Unemployed | Charlotte | NJ | 07/2025 | 11/2025 |
I* 1286274 For profit or not for profit: Entity For Profit,Entity Publicly Traded Name of outside business organization: Rover Investment related: no Address of business: Charlotte, NC, 28278 Nature of business: Corporation Position, title, association: Consultant/Independent Contractor Start date of relationship: 05/10/2023 Number of hours devoted: 8 weekly Number of hours devoted during trading hours: 0 Duties: Independent contractor via the Rover application. I use their platform to gain dog walking and dog sitting business. I will be compensated by the dog owners who request my walking or sitting services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-21 |
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