Mickie Lor

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-05-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Saint Paul	MN	07/2022	12/2023
University Of Wisconsin-Madison	Madison	WI	09/2018	05/2022
Memorial High School	Eau Claire	WI	09/2014	06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Minneapolis	WI	06/2021	08/2021
Chippewa Valley Technical College	Eau Claire	WI	01/2021	05/2021
Wealthspire Advisors	Madison	WI	06/2020	08/2020
University Housing	Madison	WI	09/2019	03/2020
Menards	Eau Claire	WI	06/2019	08/2019
50/50 Factory Outlet	Eau Claire	WI	01/2017	06/2018
Fazoli's	Eau Claire	WI	01/2016	12/2016
Ubs Financial Services, Inc	Madison	WI	05/2024	Present
Unemployed	Saint Paul	MN	01/2024	04/2024

07/2022 → 12/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saint Paul, MN
09/2018 → 05/2022

University Of Wisconsin-Madison

Madison, WI
09/2014 → 06/2018

Memorial High School

Eau Claire, WI
06/2021 → 08/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Minneapolis, WI
01/2021 → 05/2021

Chippewa Valley Technical College

Eau Claire, WI
06/2020 → 08/2020

Wealthspire Advisors

Madison, WI
09/2019 → 03/2020

University Housing

Madison, WI
06/2019 → 08/2019

Menards

Eau Claire, WI
01/2017 → 06/2018

50/50 Factory Outlet

Eau Claire, WI
01/2016 → 12/2016

Fazoli's

Eau Claire, WI
05/2024 → Present

Ubs Financial Services, Inc

Madison, WI
01/2024 → 04/2024

Unemployed

Saint Paul, MN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-09

Other Firms