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Aj Chase Lopez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, DE

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-01-17
TX RA APPROVED 2024-01-12
PA RA APPROVED 2023-10-25
  • DE RA
    APPROVED
    Since 2024-01-17
  • TX RA
    APPROVED
    Since 2024-01-12
  • PA RA
    APPROVED
    Since 2023-10-25

Branch Locations

2951 Centerville Rd, Wilmington, DE 19808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broomall PA 07/2023 Present
University Of Delaware Newark DE 09/2020 05/2023
Bank Of America Wilmington DE 06/2022 08/2022
Bank Of America Wilmington DE 06/2021 08/2021
United States Air Force Clovis NM 10/2014 09/2020
Bank Of America N.A. Broomall PA 08/2023 Present
  • 07/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Broomall, PA
  • 09/2020 → 05/2023
    University Of Delaware
    Newark, DE
  • 06/2022 → 08/2022
    Bank Of America
    Wilmington, DE
  • 06/2021 → 08/2021
    Bank Of America
    Wilmington, DE
  • 10/2014 → 09/2020
    United States Air Force
    Clovis, NM
  • 08/2023 → Present
    Bank Of America N.A.
    Broomall, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-23
  • S66 Uniform Combined State Law Examination
    2023-10-23
Other Names
  • Aj Chase Lopez
  • Aj Lopez

View on SEC IAPD

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PNC WEALTH MANAGEMENT LLC
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Other Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

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