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Long Nguyen

Citigroup Global Markets Inc.

Fountain Valley, CA

El Cajon, CA

Escondido, CA

San Diego, CA

San Marcos, CA

Escondido, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-25
  • CA RA
    APPROVED
    Since 2023-04-25

Branch Locations

Citi Wealth Management, Sales 17400 Brookhurst St. Suite 200, Fountain Valley, CA 92708 • United States

Citi Retail Banking 402 Fletcher Parkway, El Cajon, CA 92020 • United States

Citi Retail Banking 1505 East Valley Parkway, Escondido, CA 92027 • United States

Cwm Retail, Sales 3910 University Ave, San Diego, CA 92105 • United States

Cwm Retail, Sales 740 S. Rancho Santa Fe Road, San Marcos, CA 92069 • United States

Escondido, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Del Mar CA 06/2021 03/2023
Aston Carter San Diego CA 11/2020 05/2021
Love Boat Sushi San Marcos CA 07/2016 07/2018
Unemployed Escondido CA 12/2019 10/2020
Full-Time College Student San Marcos CA 08/2018 12/2019
Citigroup San Diego CA 03/2023 Present
  • 06/2021 → 03/2023
    Fidelity Brokerage Services
    Del Mar, CA
  • 11/2020 → 05/2021
    Aston Carter
    San Diego, CA
  • 07/2016 → 07/2018
    Love Boat Sushi
    San Marcos, CA
  • 12/2019 → 10/2020
    Unemployed
    Escondido, CA
  • 08/2018 → 12/2019
    Full-Time College Student
    San Marcos, CA
  • 03/2023 → Present
    Citigroup
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-21
S63 Uniform Securities Agent State Law Examination 2022-02-14
  • S65 Uniform Investment Adviser Law Examination
    2022-03-21
  • S63 Uniform Securities Agent State Law Examination
    2022-02-14
Other Names
  • Long Hai Nguyen
  • Long Nguyen

View on SEC IAPD

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Other Offices

CITIGROUP GLOBAL MARKETS INC. · Fountain Valley, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOUNTAIN VALLEY, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · Fountain Valley, CA
PERENNIAL FINANCIAL SERVICES · Fountain Valley, CA
WELLS FARGO CLEARING SERVICES, LLC · FOUNTAIN VALLEY, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fountain Valley, CA
LPL FINANCIAL LLC · FOUNTAIN VALLEY, CA
LPL FINANCIAL LLC · FOUNTAIN VALLEY, CA

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