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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-16 |
| AZ | RA | APPROVED | 2023-08-10 |
Branch Locations
3131 E Camelback Road Suite 100, Phoenix, AZ 85016 • United States
8229 E Tumacacori Way, Carefree, AZ 85377 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | Saint Paul | MN | 06/2021 | 08/2023 |
| Minnesota Life Insurance Company | Saint Paul | MN | 06/2021 | 08/2023 |
| Renaissance Financial | Pheonix | AZ | 06/2021 | Present |
| Images Arizona | Carefree | AZ | 03/2019 | 06/2022 |
| Grace Renee Gallery | Carefree | AZ | 03/2019 | 06/2022 |
| Scottsdale National Golf Club | Scottsdale | AZ | 10/2018 | 03/2019 |
| Ballyneal Golf & Hunt Club | Holyoke | CO | 05/2018 | 10/2018 |
| Whisper Rock Golf Club | Scottsdale | AZ | 05/2013 | 05/2018 |
| Cetera Wealth Services, Llc | Phoenix | AZ | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: June 2021 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: June 2021 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 3. GRACE RENEE GALLERY POSITION: Employee NATURE: Employee INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2022 ADDRESS: 7212 E Ho Hum Rd, Carefree AZ 85377, United States DESCRIPTION: I help run events for my family's art gallery and hang art in clients homes when necessary.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-03-30 |
| S65 | Uniform Investment Adviser Law Examination | 2022-03-08 |
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