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5700 W 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-05-20 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sugar Bowl Ski Team And Academy | Norden | CA | 07/2018 | 06/2021 |
| China Peak Mountain Resort, Llc | Lakeshore | CA | 06/2016 | 07/2018 |
| Lpl Financial, Llc | Reno | NV | 06/2021 | Present |
| Mariner Independent Advisor Network | Overland Park | KS | 05/2025 | Present |
| Legacy Wealth Planning | Reno | NV | 05/2025 | Present |
1) 10/20/2023 - China Peak Mountain Resort - Outside/W-2 Employment - Race Director - Not Investment Related - 59265 HWY 168, Lakeshore, CA 93634 - Start Date 06/24/2022 - 5 Hours Per Month/ 0 Hours During Trading 2) 05/27/2025 - (Hybrid) MARINER INDEPENDENT ADVISOR NETWORK, LLC - Inv. Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:05/15/2025 - 160 Hours Per Month/ 8 Hours During Trading. I provide investment advisory services through Mariner Independent Advisor Network, LLC, an independent investment advisor firm. I started this business activity in 5/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 09/22/2025 - Legacy Wealth Planning - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv rel - Start Date 05/15/2025 - 0hrs/mnth during Trading 4. 04/30/2026 - Nicholas Cohee LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Reno, NV - Start Date 07/17/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-04 |
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