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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-23 |
| NY | RA | APPROVED | 2026-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Star Micro Ltd | Dudley | 01/2018 | 12/2021 | |
| Aegis Capital Corp | Melville | NY | 05/2021 | 07/2021 |
| Bongiorno Law Firm | Garden City | NY | 05/2018 | 12/2018 |
| Spuntino | Saint James | NY | 08/2016 | 11/2017 |
| Duf Industries Llc | Saint James | NY | 10/2017 | 03/2021 |
| J.P. Morgan Securities Llc | Huntington | NY | 10/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Huntington | NY | 10/2021 | Present |
| Jay Thomas Books Llc | Saint James | NY | 06/2022 | Present |
Entity Name: Jay Thomas Books LLC Investment related: No Address: 4 Ellie Lane, Saint James NY 11780 Nature of the other business: Publishing Position/Title/Relationship: Owner/Partner Start Date: 06/26/2022 Approximate # of hours a month: More than 20 Approximate # of hours during securities trading hours: More than 20 Briefly describe your duties: LLC set up for published books I have written.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-24 |
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