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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-09
MA RA APPROVED 2014-12-08
NH RA APPROVED 2009-09-29
  • TX RA
    APPROVED_RES
    Since 2026-04-09
  • MA RA
    APPROVED
    Since 2014-12-08
  • NH RA
    APPROVED
    Since 2009-09-29

Branch Locations

20 Trafalgar Square Suite 430, Nashua, NH 03063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Nashua NH 09/2000 Present
Tax And Investment Group Nashua NH 01/2011 Present
Raymond James Financial Services Advisors Inc. Nashua NH 09/2009 Present
Non-Variable Insurance Nashua NH 03/2005 Present
  • 09/2000 → Present
    Raymond James Financial Services, Inc.
    Nashua, NH
  • 01/2011 → Present
    Tax And Investment Group
    Nashua, NH
  • 09/2009 → Present
    Nashua, NH
  • 03/2005 → Present
    Non-Variable Insurance
    Nashua, NH
Previous Registrations
  • 2003-02-06 → 2010-12-31
    Tax & Investment Plans
    Burlington, MA
    Lexington, MA
Other Businesses

(1)Name of Business: Michael J Kertyzak Address: 20 Trafalgar Sq Ste 430, Nashua, NH, 03063, United States Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: provide tax planning & prep to intersted clients (2)Name of Business: NA Address: 20 Trafalgar Sq Ste 430, Nashua, NH, 03063, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 03/01/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Insurance Producer

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-22
S63 Uniform Securities Agent State Law Examination 1999-05-11
  • S65 Uniform Investment Adviser Law Examination
    2001-01-22
  • S63 Uniform Securities Agent State Law Examination
    1999-05-11
Other Names
  • Michael James Kertyzak
  • Michael James Kertyzak
  • Mike Kertyzak

View on SEC IAPD

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