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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2024-08-08 |
| TX | RA | APPROVED | 2024-08-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cobank Acb | Fargo | ND | 12/2008 | 06/2021 |
| Cetera Investment Advisers Llc | Shaumberg | IL | 06/2021 | 08/2024 |
| First Allied Securities, Inc | San Diego | CA | 06/2021 | 09/2022 |
| Cetera Advisors Llc | Grand Forks | ND | 09/2022 | 08/2024 |
| Lpl Financial Llc | Fargo | ND | 08/2024 | Present |
1) 07/08/2024 - NORTHERN PLAINS FINANCIAL, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2021 2)07/08/2024 - NORTHERN PLAINS FINANCIAL - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 04/2022 - 1 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-10 |
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