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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-01-28
  • WA RA
    APPROVED
    Since 2025-01-28

Branch Locations

400 Westlake Ave N Suite 110, Seattle, WA 98109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quadcap Wealth Management Frisco TX 06/2022 11/2022
Student Lubbock TX 08/2021 06/2022
Full-Time Education Lubbock TX 02/2014 06/2021
Schwab Wealth Advisory Inc Westlake TX 02/2023 01/2025
Charles Schwab & Co., Inc. Bellevue WA 02/2023 Present
Charles Schwab Bank, Ssb Bellevue WA 01/2025 Present
  • 06/2022 → 11/2022
    Quadcap Wealth Management
    Frisco, TX
  • 08/2021 → 06/2022
    Student
    Lubbock, TX
  • 02/2014 → 06/2021
    Full-Time Education
    Lubbock, TX
  • 02/2023 → 01/2025
    Westlake, TX
  • 02/2023 → Present
    Bellevue, WA
  • 01/2025 → Present
    Charles Schwab Bank, Ssb
    Bellevue, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-19
  • S66 Uniform Combined State Law Examination
    2023-05-19

View on SEC IAPD

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