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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-17 |
| PA | RA | APPROVED | 2022-12-16 |
Branch Locations
16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investor Services | Newtown Square | PA | 06/2021 | Present |
| Massmutual Life Insurance Company | Newtown Square | PA | 06/2021 | Present |
| Method Hockey | West Chester | PA | 05/2019 | 05/2021 |
| Roanoke Rail Yard Dawgs | Roanoke | VA | 09/2016 | 05/2019 |
(1) NAME: BEN BAUER; INV REL: Y; ADDR: 16 CAMPUS BLVD. NEWTOWN SQUARE PA 19073; NATURE: OUTSIDE INSURANCE SALES; POSITION: INSURANCE BROKER; START DATE: 10/01/2021; NO. HR/MO: 2; NO. HR/MO DURING SEC TRADING: 1; DUTIES: FIXED ANNUITIES, HEALTH, LIFE (TERM/UNIVERSAL/WHOLE), LONG-TERM CARE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-20 |
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