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Lisa Ruggery Bolten

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-04-01
TX RA APPROVED_RES 2025-04-01
  • PA RA
    APPROVED
    Since 2025-04-01
  • TX RA
    APPROVED_RES
    Since 2025-04-01

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
O'MEara Financial Group, Inc. Kennett Square PA 05/2021 12/2021
Unemployed Kennett Square PA 05/2020 05/2021
Dupont Johnston IA 06/2012 03/2017
Unemployed Kennett Square PA 12/2021 07/2022
Pennsylvania State University Kennett Square PA 01/2019 05/2020
Northwestern Mutual Life Insurance Company Kennett Square PA 07/2022 03/2025
Self-Employed Kennett Square PA 07/2022 03/2025
Self-Employed Kennett Square PA 10/2022 03/2025
The Vanguard Group, Inc. Malvern PA 03/2025 Present
Unemployed Kennett Square PA 06/2017 01/2019
Unemployed Johnston IA 04/2017 06/2017
  • 05/2021 → 12/2021
    O'MEara Financial Group, Inc.
    Kennett Square, PA
  • 05/2020 → 05/2021
    Unemployed
    Kennett Square, PA
  • 06/2012 → 03/2017
    Dupont
    Johnston, IA
  • 12/2021 → 07/2022
    Unemployed
    Kennett Square, PA
  • 01/2019 → 05/2020
    Pennsylvania State University
    Kennett Square, PA
  • 07/2022 → 03/2025
    Northwestern Mutual Life Insurance Company
    Kennett Square, PA
  • 07/2022 → 03/2025
    Self-Employed
    Kennett Square, PA
  • 10/2022 → 03/2025
    Self-Employed
    Kennett Square, PA
  • 03/2025 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 06/2017 → 01/2019
    Unemployed
    Kennett Square, PA
  • 04/2017 → 06/2017
    Unemployed
    Johnston, IA
Previous Registrations
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: KENNETT SQUARE, PA NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 08/2022 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-15
  • S66 Uniform Combined State Law Examination
    2021-11-15
Other Names
  • Lisa Ann Ruggery
  • Lisa Ann Ruggery
  • Lisa Bolten
  • Lisa Ann Ruggery
  • Lisa R Bolten
  • Lisa A Ruggery

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