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Conrad Martin Lax

Stephens

Little Rock, AR

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-01-01
TX RA APPROVED 2022-01-21
  • AR RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2022-01-21

Branch Locations

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Campus Bookstore On Dickson Street Fayetteville AR 08/2016 09/2016
Hot Springs First Baptist Church Hot Springs AR 06/2017 07/2017
Smoothie King Fayetteville AR 05/2018 08/2018
Cushman & Wakefield Sage Partners Rogers AR 06/2019 08/2019
Sphere Wealth Management Fayetteville AR 02/2020 03/2020
University Of Arkansas Fayetteville AR 08/2016 05/2021
Stephens Inc. Little Rock AR 06/2021 Present
  • 08/2016 → 09/2016
    Campus Bookstore On Dickson Street
    Fayetteville, AR
  • 06/2017 → 07/2017
    Hot Springs First Baptist Church
    Hot Springs, AR
  • 05/2018 → 08/2018
    Smoothie King
    Fayetteville, AR
  • 06/2019 → 08/2019
    Cushman & Wakefield Sage Partners
    Rogers, AR
  • 02/2020 → 03/2020
    Sphere Wealth Management
    Fayetteville, AR
  • 08/2016 → 05/2021
    University Of Arkansas
    Fayetteville, AR
  • 06/2021 → Present
    Stephens Inc.
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-24
  • S66 Uniform Combined State Law Examination
    2021-11-24
Other Names
  • Conrad Lax

View on SEC IAPD

Other Firms

EDWARD JONES
ARVEST WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES & ASSOCIATES, INC.
UNITED CAPITAL FINANCIAL ADVISORS
NFSG CORPORATION
OSAIC WEALTH, INC.

Other Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore
Zachary Taylor Johnson
Gregory Scott Minton
BENJAMIN PAYNE LINCOLN
Danielle Francois Albright
LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

More in Little Rock, AR

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