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Current Employers
Asset One Wealth Management, Llc

11201 Se 8Th Street, Suite 105, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-12-15
  • OH RA
    APPROVED
    Since 2025-12-15

Branch Locations

520 South Main St, Suite A, Findlay, OH 45840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allen-Kramp Wealth Management Findlay OH 06/2021 10/2025
Hart Toledo OH 03/2020 06/2021
Tdc Marketing Maumee OH 04/2018 01/2020
Concentrek Group Toledo OH 03/2012 04/2018
Cetera Advisor Networks El Segundo CA 06/2021 11/2023
Cetera Wealth Services, Llc El Segundo CA 11/2023 11/2025
Cetera Investment Advisers Llc Schaumburg IL 04/2025 11/2025
Asset One Wealth Management Dba Ak Wealth Management Findlay OH 11/2025 Present
Purshe Kaplan Sterling Investments Albany NY 11/2025 Present
  • 06/2021 → 10/2025
    Allen-Kramp Wealth Management
    Findlay, OH
  • 03/2020 → 06/2021
    Hart
    Toledo, OH
  • 04/2018 → 01/2020
    Tdc Marketing
    Maumee, OH
  • 03/2012 → 04/2018
    Concentrek Group
    Toledo, OH
  • 06/2021 → 11/2023
    Cetera Advisor Networks
    El Segundo, CA
  • 11/2023 → 11/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2025 → 11/2025
    Schaumburg, IL
  • 11/2025 → Present
    Asset One Wealth Management Dba Ak Wealth Management
    Findlay, OH
  • 11/2025 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
Other Businesses

1) Asset One Wealth Management dba AK Wealth Management; Yes; At Registered Location; RIA; COO; 11/2025; 160; 150; Para Planner, account opening, office management. 2) Flag City Vet Fest; No; 1100 East Main Cross St Suite 123 Findlay, OH 45840; Charitable/Non-Profit Organization; Volunteer Leader; 02/2025; 1; 0; Gather volunteers for the event, work the event and hold monthly meetings leading up to the event which takes place each June. 3) Hancock County Chamber of Commerce; No; 123 East Main St Findlay, OH 45840; Civic Organization; Chamber Ambassador; 04/2023; 1; 0; Volunteer position to meet other business professionals and attend ribbon cutting ceremonies. 4) Habitat for Humanity; No; 1200 Commerce Parkway Findlay, OH 45840; Charitable or Non-Profit Organization; Media Relations Committee Chair; 05/2025; 1; 1; Coordinate media, including press releases, pitching stories. Media advisory, news releases with new home builds, zoom meeting 1x per month. 5) Silent Watch; No; 969 Woodview Dr Ashland, OH 44805; Charitable or Non-Profit Organization; Hancock County Host; 09/2022; 1; 0; Volunteer Lead for the Hancock County event that raises awareness against veteran suicide each September. 6) Notary; No; At Registered Location; Notary; Notary Public; 01/2022; 1; 1; Notary Public.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-29
S63 Uniform Securities Agent State Law Examination 2024-09-11
  • S65 Uniform Investment Adviser Law Examination
    2024-10-29
  • S63 Uniform Securities Agent State Law Examination
    2024-09-11
Other Names
  • Leah Nicole Hawk

View on SEC IAPD

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