Derek Marcus Rogers

Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2021 → 09/2022
  Private Client Services
  Louisville, KY
• 08/2020 → 06/2021
  Western Kentucky University
  Bowling Green, KY
• 06/2020 → 08/2020
  Ge Appliances
  Louisville, KY
• 08/2019 → 06/2020
  Western Kentucky University
  Bowling Green, KY
• 06/2019 → 08/2019
  United Parcel Service
  Louisville, KY
• 08/2018 → 06/2019
  Western Kentucky University
  Bowling Green, KY
• 05/2018 → 08/2018
  Bluegrass Academy Childcare
  Mount Washington, KY
• 01/2018 → 05/2018
  Western Kentucky University
  Bowling Green, KY
• 12/2017 → 01/2018
  Bluegrass Academy Child Care
  Mount Washington, KY
• 08/2017 → 12/2017
  Western Kentucky University
  Bowling Green, KY
• 01/2016 → 08/2017
  Bluegrass Academy Child Care
  Mount Washington, KY
• 12/2011 → 06/2017
  Bulitt County Public Schools
  Mount Washington, KY
• 09/2022 → 04/2023
  Argi Investment Services, Llc
  Louisville, KY
• 04/2023 → Present
  Cerity Partners
  Louisville, KY

Previous Registrations

• 2022-09-26 → 2023-04-24
  Cerity Partners Ocio Llc
  New York, NY
• 2022-07-01 → 2022-09-14
  Private Client Services, Llc
  Louisville, KY

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-04-22
• S65 Uniform Investment Adviser Law Examination
  2021-08-04

Designations

• Certified Financial Planner